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Thursday, November 21, 2019 from 12:00 PM to 1:00 PM PST
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Holly Wilkerson 
Executive Director
FPA of San Francisco 
9630 Bruceville Road, #106-149
Elk Grove, CA 95757
Phone (877) 260-3218
Website www.fpasf.org

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Thursday, November 21, 2019
12:00 pm - 1:00 pm

Using Option Strategies for Financial Planning Solutions

Sponsored by:



Program Description:
Financial Planning involves a comprehensive view of a client’s life, circumstances, and future goals.
Identifying potential planning issues is crucial in the financial planning process and key to the overall
success of the client’s future, not to mention the success of the client/Advisor relationship. This
presentation focuses on helping investment advisors identify financial planning challenges within
investment portfolios and offering potential solutions through option-based strategies. Three common
financial planning issues are discussed (concentrated position, idle portfolio of low cost basis stocks, and portfolio rebalancing) followed by details of how appropriately-applied option strategies can be effective tools in portfolio management and financial planning.

*This topic has been approved by the CFP Board for 1.0 hour of CE credit.

Jim Murphy, CFP, Director of Investments
Sheaff Brock Investment Advisors and Innovative Portfolios
Jim Murphy is the Director of Investments for Sheaff Brock Investment Advisors and Innovative Portfolios.  He has over 30 years of investment industry experience. Jim has been with Sheaff Brock Investment Advisors & Innovative Portfolios since the Spring of 2016.  He is a frequent speaker at FPA events discussing portfolio construction, managing volatility, and the use of options in financial planning.  Prior to joining Sheaff Brock Investment Advisors and Innovative Portfolios, Jim was Managing Director for Schwab Private Client where he had oversight of over $15 billion and 100 investment advisors.  Prior to Schwab Private Client, Jim had several leadership roles in wholesale distribution and investment advisory.  He has Finance Degree from the University of Arizona, and he is a Chartered Alternative Investment Analyst, and a CFP.

Registration closes on November 20, 2019.