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When

Tuesday February 10, 2015 from 11:30 AM to 1:30 PM MST
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Where

Denver Athletic Club 
1325 Glenarm Place
Greenwood Village, CO 80204  

 
Driving Directions 

Contact

David Banks 
NIRI Rocky Mountain 
262-825-8388 
david@rockyniri.org 
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Increased regulatory scrutiny. 

Social media.

Ever-changing analyst styles and tactics.

Best practices.

Have you kept up with the latest on Regulation FD?

These challenges and more compel the investor relations professional to be constantly abreast of the latest best practices and legal rulings.  

With this in mind, February's presentation features an interactive expert panel of legal and investor relations professionals, including Jason Day, Partner - Perkins Coie, William Kent - Director of Investor Relations - QEP Resources, and Jeffrey Sherman - Vice President, Deputy General Counsel and Corporate Secretary - The Spectranetics Corporation.  The panel will cover important fair disclosure topics, including the intersection of social media and Regulation FD, real world disclosure situations and hypotheticals, and best practices in the marketplace for ensuring proper compliance with fair disclosure rules.  

Panelists:

Jason Day, Partner - Perkins Coie, Denver, CO. Jason Day is a partner with Perkins Coie LLP in Denver, Colorado. Jason focuses his practice on securities regulation, corporate governance and public offerings. Jason counsels many well-known Colorado based public companies on Securities Exchange Act of 1934, NYSE and NASDAQ compliance and disclosure issues. He regularly advises public company executives regarding Regulation FD and other areas of SEC compliance. Jason's securities experience also includes representation of issuers and underwriters in public equity and debt offerings. Jason is a former chair of the Securities Subsection of the Colorado Bar Association Business Law Section and is a frequent local and national speaker on SEC and corporate governance.

William I. Kent, Director of Investor Relations - QEP Resources, Inc. William I. Kent has a diverse professional background which includes a number of senior level corporate investor relations positions. Mr. Kent currently serves as Director of Investor Relations for QEP Resources, Inc. (NYSE: QEP), a leading independent crude oil and natural gas exploration and production company based in Denver, Colorado. Prior to joining QEP, Mr. Kent served as Senior Director of Investor Relations for Crocs, Inc. (Nasdaq: CROX). Mr. Kent holds an MBA from the Daniels College of Business at the University of Denver and a Bachelor of Arts degree from Trinity College in Hartford, Connecticut. He serves as a Senior Roundtable Member for the National Investor Relations Institute (NIRI).  

Jeffrey A. Sherman, Vice President, Deputy General Counsel and Corporate Secretary - The Spectranetics Corporation.  Jeffrey A. Sherman serves as Vice President, Deputy General Counsel, and Corporate Secretary of The Spectranetics Corporation, which develops, manufactures, markets, and distributes single-use medical devices used in minimally invasive procedures within the cardiovascular system. In that role, he oversees corporate governance, securities law compliance, corporate finance, mergers and acquisitions, and the legal aspects of two of the company’s business units. Mr. Sherman earned his J.D. from the University of Michigan Law School. Mr. Sherman graduated cum laude from Miami University, where he received a B.A. in political science and psychology. He also serves as an officer in the JAG Corps of the U.S. Army Reserve and was deployed to Iraq as part of Operation Iraqi Freedom/Operation New Dawn. Mr. Sherman is a former chair of the Securities Subsection of the Colorado Bar Association Business Law Section and served on the Colorado Business Corporation Act revision committee.