TriComply Knowledgeshare - Chicago 

Three day compliance seminar in Chicago, IL. Compliance officers receive 18.75 CRCM credits for attendance. Become a TriComply member now to get special pricing! Only $695 for TriComply members, and $995 for non-members. Lunch is provided each day. Materials for the seminar will be sent to attendees electronically a week prior to the event for you to download or print. The course curriculum is below: 

Day 1

Check Please!

This session will highlight the much anticipated Regulation CC Funds Availability new model hold notices as well as explore the advantages of taking a check for collection.

Who is Responsible?  Calculating liability under Regulation E

Tired and frustrated with trying to figure out who is liable for what when presented with a Regulation E unauthorized transaction?  We will walk through what is an error, unauthorized transaction, provisional crediting, liability limits and how to calculate the math – simply!

How many is too many when it comes to excess transactions?

Excess transactions leave many wondering when is enough enough.  This session will provide insight into the rules, the guidance, notices, converting accounts as well as the UDAP concerns when charging for excess transactions. 

Overdraft:  What now?

Overdraft is a leading compliance concern due to lost revenue, heighten compliance risk, and threats of UDAP and safety and soundness violations.  We will highlight the current status of OD as new rules are sure to come.

Going Mobile with Remote Deposit Capture for consumers

Taking remote deposit capture to the consumer level?  Learn the nuances and implications of mobile remote deposit capture (MRDC) while exploring ways to mitigate your risk.

Taking care of the elderly

Both federal and state regulations require financial institutions to report elder financial abuse.  We will look at key red flags for both deposit and lending as well as obligations in reporting.

Day 2

The Realities of Virtual Money

Convertible virtual currencies either have an equivalent value in real currency or act as a substitute for real currency.  We will look at the impact to your institution to avoid being an unwitting victim or perpetrator.

Advertising: Not so simple any more

We will take a fresh look at the basics of promoting your products but focus on the best practice for additional disclosures – the ones not specified in the rules, which can be the ones that hurt the most.  We’ll even include how to advertise an ARM product with and without triggering terms!

E-SIGN: What are the requirements

As more and more disclosures are required, most institutions are turning to electronic delivery of disclosures.  This session will take you through the requirements of notification, consent and what is meant by ‘reasonably demonstrate that the consumer can access information.’  

Key Examiner Trends

Knowing what examiners are saying is essential to any Compliance or BSA Officer’s compliance program.  Join us as we examine key examiner trends gathered from other institutions, examiners, and issued consent orders.  A valuable session for operations and management alike!

Compliance Reporting

Tired of writing the same information over and over to please the next audience?  Whether you are writing a report to summarize your audit/monitoring findings or an annual report mandated by the regulations, join us for this session to learn how to write one report to satisfy your board of directors, examiners and operations teams!

Compliance Monitoring/Auditing

Struggling with creating a manageable compliance monitoring program? Don’t know where to start?  Are you the fox watching the hen-house?  Join this session to learn how to set up and manage your compliance monitoring.

Day 3

SCRA:  Forgiving Interest

Forgiving interest under the Servicemember Civil Relief Act is not just about lowering the rate to 6% and turning off fees.  Each month’s interest must be calculated and forgiven.  Learn how to calculate interest forgiveness under the SCRA so that your examiner doesn’t inform you of any additional adjustments required.

Title XIV:  Still Confused or Just Can’t Get Enough

January 2014 has come and gone and now it’s time to look at Did I get that right?  We will walk through some of the most cumbersome sections of Title XIV, including who is exempt from what when, ATR, QM, points and fees, and HPMLs

Finally Hitched:  RESPA and TILA

Get a jump start on what’s in store for the new RESPA/Regulation Z integrated disclosures now that the rules have been finalized. We will walk through the new Loan Estimate and Closing standard forms as well as provide insight for your action plan to prepare. Get a head start on what will be required and how you can meet the challenge!

Register Now!