Join us

Join us Thursday November 1^st at the Sofitel Hotel in Miami Florida for the WorldCompliance 2012 annual customer event. We have secured several top notch speakers who will present the latest trends and best practices in the compliance industry.

Agenda

8:00 – 8:30: Registration and breakfast

8:30 – 8:45:  Commencement

8:45 – 8:55: Dirk Mohrmann, CEO WorldCompliance - Opening remarks and 2012 year in review

8:55 – 9:20: Dirk Mohrmann, CEO WorldCompliance - New product features presentation

9:25 – 10:10: David Nanz, Supervisory Special Agent FBI Miami: “Trends in Financial Crime”, how the FBI prioritizes financial crime threats and how we’re targeting those threats.   

10:10 – 10:20: Coffee break

10:25  – 11:10: Dennis Lormel, President of DML Associates LLC investigative consultancy: “Think like a Criminal:  How to Launder Proceeds from Fraudulent Activity”.

11:15– 12:00: Ana Maria De Alba, Principal at CSMB at CSMB AML consulting and forensic investigations: Stand by your Clients but......Document your Decisions

12:00 – 12:15: Check your emails time

12:20 – 1:15: Lunch

1:20– 1:55: Dirk Mohrmann, CEO WorldCompliance - New product features presentation

2:00 – 2:30: Anthony Alexis, Deputy Assistant Director for Regional Enforcement Litigation of the Consumer Financial Protection Bureau: “The role of the CFPB, assessing the types of investigations and actions that are being brought against financial institutions”.

2:30 – 2:45: Coffee break

2:50 – 3:35: Michael Volkov, shareholder in LeClair/Ryan’s Compliance, Investigations and White Collar Criminal Defense Practice Area team: “FCPA Enforcement and Compliance Update: Current Trends”.

3:40 – 4:15: Panel (to be announced)

4:20 –4:30: Dirk Mohrmann, CEO WorldCompliance - Closing remarks

4:30 – 7:00: Cocktail and entertainment

Stay tuned for further information.

SPEAKER BIOS

Dennis Lormel
Dennis is the founder and President of DML Associates LLC a full service investigative consultancy. Mr. Lormel is the former Chief of the FBI’s Financial Crimes Program. He served as an Advisor to the Congressional Anti-Terrorist Financing Task Force and was a contributing expert to The Counterterrorism Blog.

David Nanz
Supervisory Special Agent FBI Miami field office is responsible for addressing the threat posed by corporate & securities fraud, and other financial crimes in South Florida. He previously served as Chief of the FBI’s Economic Crimes Unit at FBI Headquarters in Washington, D.C., where he had program management responsibly for the FBI’s corporate, securities, insurance, mass marketing/telemarketing, and mail/wire fraud programs.

Anthony Alexis
Mr. Alexis is currently the Deputy Assistant Director for Regional Enforcement Litigation. In that capacity, Tony is responsible to assist in setting-up, leading and supervising regional investigations and litigation that the Consumer Financial Protection Bureau conducts in its four regional offices.

Ana Maria De Alba
Ms. De Alba specializes in AML consulting and forensic investigations for the financial services industry. Headquartered in Miami, Florida, the firm has an extensive domestic and international practice with a special focus in Latin America and the Caribbean.

Michael Volkov
Mr. Volkov is a shareholder in LeClair/Ryan’s Compliance, Investigations and White Collar Criminal Defense Practice Area team. His practice focuses on white collar defense, corporate compliance, internal investigations, and regulatory enforcement matters. He is a former federal prosecutor with almost 30 years’ experience in a variety of government positions and private practice.