Getting It Right - Know Your Fiduciary Responsiblities
On January 10th join CYNTHIA SMITH SHEWMAKER, Senior Benefits Advisor/Outreach Coordinator for the United States Department of Labor. She will review the basic rules of fiduciary responsibility under ERISA. She will discuss how to get it right by avoiding common problems, and provide information on voluntary correction programs.
A more detailed outline of the topic follows:
Getting it right means
ERISA and Internal Revenue Code
Elements of a plan
Fiduciary Responsibility - Overview
Prudence – If you need help, get it!
Limits on fiduciary liability
Section 404(c) of ERISA
One hour of CE credit is available for PACE and CPE. Credit for CFP® and Insurance is pending. Feel free to bring a guest!
Registration fees are $35 for guests, and no charge for members.