10 Things to Do (Or Not Do) To Help Avoid Regulatory Problems in 2013 

This complimentary webinar is designed to help stockbrokers and financial advisors understand some key compliance and regulatory concerns and issues so that they can focus on growing their business in 2013, rather than on responding to internal reviews, regulatory investigations, or on defending themselves in disciplinary/enforcement actions.

During the approximate hour long teleconference/webinar, securiites regulation lawyer Joel Beck will cover ten things that brokers/advisors should do, or not do, to help them avoid regulatory issues in 2013.  

Although the event is free, space is limited, so register today.