Contact:

David Jacobson 
Bright Law 
djacobson@brightlaw.com.au
07 3878 5098 

When 

Tuesday May 6, 2014 from 8:30 AM to 12:30 PM EST
3.5 CPD points
Add to Calendar 

Fee


$495 per person (or $418 per person if in a group of 3 or more)

All fees include GST

We will send you an invoice. You can either pay by cheque, direct deposit or credit card.

To ensure a high level of participation and interaction we have capped the number of attendees. Register quickly to ensure a place.

 

 

 

 

Where

The Menzies Hotel Sydney 
14 Carrington Street
Sydney (next to Wynyard station) 

 
 

Bright Law Financial Services Seminar Sydney 
6 May 2014

Bright Law invites you to this seminar for financial services providers: Getting Value from Regulatory Changes.

The program suits both experienced managers needing to refresh and consolidate their knowledge and prospective managers and compliance officers.

The seminar will contain new content including practical case studies and examples with time allowed for discussion.

It will assist participants to meet their CPD requirements as set out in ASIC Regulatory Guide 206.

We look forward to seeing you.
 
PROGRAM

8:00am Registration and coffee

8:30am The role of the responsible manager and conduct risk

  • what is conduct risk?
  • new products: do they benefit consumers?
  • managing conflicts of interest
  • marketing risks, including social media
  • reviewing your compliance framework
  • dealing with ASIC
  • how to identify compliance risks
  • breach reporting 
  • enforceable undertakings
Case study: where did they go wrong?

10:15am -10.45am Morning tea

10.45am  Privacy Act changes for financial services and credit licensees

  • key credit reporting obligations for credit providers
  • understanding the Credit Reporting Privacy Code
  • direct marketing
  • updating your credit reporting privacy collection notices and policy
  • default notices
  • hardship
  • listing overdue payments
  • EDR
  • data breaches
  • The Australian Information Commissioner's new powers
12:30pm Close

Subject to change: Bright Law reserves the right to make changes to course dates, venue and any other matter in relation to course delivery.

Cancellations: Registration may be transferred to another person up until the date of training.  No refund will be given for cancellations less than 24 hours before the start of the program.

Limited seats available