Cocktail Hour Program: Putting Investors First!  Come hear a distinguished panel of experts including a CFA Governor, Regulators, and Practitioners discuss: "Where the Financial Industry Stands Today and Managing Money in a Post 2008 Regulatory Environment".

 

Governor declares:

May 2015 Putting Investors First month in Texas!

Join us for a Cocktail Hour Panel Discussion and networking event at the AT&T Executive Education and Conference Center.   No charges for members or guests.

Date: Tuesday May 19th, 2015

Time: 5:30 - 7:15 pm

Location: AT&T Executive Education and Conference Center

Beer, Wine, Soft Drinks and Heavy Hors D'oeuvres will be served.  

 

Where Does the Financial Industry Stand Today?

Managing Money In a Post 2008 Regulatory Environment

This "Putting Investors First" panel program will discuss key regulatory issues pertinent today and tips for managing and thriving in this environment and current ethical mandates and responsibilities.  It aims at promoting awareness of best practices in asset management including:

• Current And Emerging Regulatory Trends
• Discovery And Prevention Of Investor Fraud
• Fairness And Transparency In The Financial Markets
• Ethical Dilemmas And Gray Areas

Expert speakers and panelists, including regulators and practitioners, panelist representatives will include:

• Moderator – James Jones, CFA – CFA Board of Governors
• David Woodcock - Regional Director of the Securities and Exchange Commission’s Fort Worth Regional Office and Chair of the Enforcement Division’s Financial Reporting and Audit Task Force
• Scott H. Maestri - Associate District Director in FINRA’s Dallas Office.
• Eric Boyce, CFA – Sr. Portfolio Manager, MacDonald Capital Management

Hosted jointly by CFA Societies Texas and CFA Society Austin.  Join us for this lively panel discussion and Q&A on May 19^th.

Continuing Education credits (SER) will be given for this event.. 

Members of CFA Society of Austin and other financial and investment professionals are all invited at no charge to hear this timely discussion.  

RSVP deadline is Friday, May 15, 2015

Parking:
Parking is available in the AT&T Conference Center garage.  Please bring your parking ticket with you to be validated during the event.

If you have questions regarding registration or this event, pleae contact admin@cfaaustin.org. 

 

 

Register Now!