AGENDA 

7:45 AM - 9:25 AM. Professional Skepticism in an Ethical Organization    Allen Sullivan                    2 Ethics

9:35 AM - 10:25 AM Recovery of Hidden Cash Flow from Vendor Base     Ed Flanagan                      1 Other                                                                                                                                       Expense Reduction Analysts 

10:35 AM - 11:25 AM     Retirement Risk Management    Bill Borton     WR Borton & Assoc                  1 Other                                                                                                                                                                                                       11:25 a.m. - 12:05 p.m.  Brunch

12:05 p.m. - 12:55 p.m. Do You Know Your Financial Advisor and How They are Paid?      Brian Carney                                                                                                                                       Blue Rock Financial Group    1 Other

1:05 p.m. - 2:45 p.m.  Red Flags of Fraud in the Workplace      John Capizzi  Internal Audit Svcs  2 A & A

2:55 p.m. - 3:45 p.m. Fiduciary Reponsibility of 401k Plans & Focus by Dept of Labor                                                                                            Steve Barbella and Steve Wildman            Villanova financial Services       1  Other                
 

IMA Mid-Atlantic Coundil is registered with the National Association of State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors.  State boards of accountancy have the final authority on the acceptance of individual courses for CPE credit.

Complaints regarding registered sponsors may be submitted to the  National Registry of CPE Sponsors through its website:  www.learningmarket.org.

 Note:  Field of Study abbreviations:  A & A = Accounting, Tax = Taxation

No Prerequisites are required.

Learning Objectives:

Learn 6 areas where professional skepticism pays dividends in an ethical organization.

Learn 3 tools to help recover hidden cash flow from your vendor base.

Learn 4 financial risks of retirement and how to avoid running out of money in your life time.

Learn 6 questions to ask your financial advisor during your hiring due diligence.

Learn 3 way financial advisors are compensated.

Learn 6 common causes of fraud in the workplace that the red flags that are evident.

Learn 3 fiduciary responsiblities of plan sponsors of 401k plans and the new focus that the Department of Labor is putting on plan sponsors and administrators..