Professional Compliance Assistance, Inc.

presents...

COMPLIANCE MATTERS

Back by popular demand, we are offering a full day of investment adviser compliance topics. We will provide practical guidance in some of your most challenging compliance areas, and opportunitites are available for CFP credit for some  of the sessions.

Held at the beautiful Cobb Energy Performing Arts Centre in Atlanta, Georgia, the conference features subject matter experts to present timely and valuable information on essential topics. We will also have a few carefully selected exhibitors who will be available to provide information regarding key services commonly outsourced by advisers.

To hold your spot, please select your preferred choice of event sessions and register today!

CONFERENCE TOPICS INCLUDE:

UPDATES TO FORM ADV

DOL FIDUCIARY RULE

CODE OF ETHICS

CUSTODY

and more!

SEE FULL AGENDA HERE