Contact

Paula Lyden 
CUANM 
paula@cuanm.org 
505-338-4226 

When

Friday, June 15, 2018 at 1:30 PM MDT
-to-
Saturday, June 16, 2018 at 4:00 PM MDT


Add to Calendar 

Where

Hotel Albuquerque
800 Rio Grande Blvd. NW
Albuquerque, NM 87104

Call: 505-843-6300 and mention the Credit Union Association of New Mexico  to make your reservation.

                                  OR

Click HERE to make your reservations

$159 a night Single/Double Occupancy  Room Reservation Deadline: May 22, 2018.

 

 
Driving Directions 

 

Friday, June 15, 2018 

1:30-2 pm
Registration

2:00-4:00 pm: Modules One and Two

Your Expanding Role As A Supervisory Committee Member

  • Supervisory committee's role and responsibilities
  • Qualifications of members
  • Composition and onboarding
  • Understanding the Regulatory Environment and expectations
  • Role of the Chair
  • Role of Committee secretary
  • Key responsibilities
    • Assessing the risk and control environment
    • Overseeing financial reporting
    • Evaluating the audit process
    • Characteristics of an effective supervisory committee

New Rules of Engagement 

  • Developing and updating your Charter
  • Supervisory committee relationships and communication
    • Relationship with the full board
    • Relationship with management
    • Relationship with the internal auditor
    • Relationship with the external auditor

Saturday, June 16, 2018 

8:00-9:00 am
Registration and Continental Breakfast

9:00 - 12:00 pm: Modules Three and Four

Understanding Your Dynamic Risk Environment 

  • Risk management framework
  • Control framework
  • Introduction to ERM

Deep Dive: Planning, Execution, and Evaluation

  • Understanding your audit universe
  • The internal audit plan
  • The IT audit plan
  • The compliance audit plan
  • The loan audit plan
  • The external audit plan
  • Priorities and minimal resources
  • Assessing program effectiveness

12:00-1:00 pm
Lunch

1:00-4:00 pm: Module Five

Practical Application: Reviewing Reports

  • Mock Report: Understanding the IT audit report and questions to ask
  • Mock Report: Understanding the Compliance audit report and questions to ask
  • Mock Report: Understanding Internal audit reports and questions to ask
  • Mock Report: Understanding the Loan review audit report and questions to ask
  • Mock Report: Understanding the Examiner report and questions to ask.
  • Critical conversation with management
    • Creating deficiencies
    • Follow-up best practices
    • Dealing with fraud

Your Presenter: Ancin Cooley, Synergy Credit Union Consulting

Ancin brings more than 15 years of experience to the industry. He worked with the US Treasury Department performing examinations for financial institutions ranging from $100 million to $8 billion in total assets. He is now the Founder and Principal of Synergy Credit Union Consulting, Inc.

What people are saying:

"Presenter was well versed, well spoken, and knowledgeable of content. Outstanding presentation."

"He was knowledgeable of information and presented it with the highest degree of confidence."

Cancellation, Substitution and Refund Policy:

You may cancel your registration and receive a full refund of your registration fee provided that your cancellation notice is emailed to Paula Lyden at paula@cuanm.org by midnight of June 1, 2018. 

You may cancel your registration and receive a refund of 50% of the registration fee provided that your cancellation notice is emailed to Paula Lyden at paula@cuanm.org by midnight of August 31, 2018.

We're sorry, but no refunds will be given for cancellations after  June 8, 2018.  If you have any questions regarding this policy please email or call Paula Lyden. You may substitute participants without charge at any time; just notify us by emailing Paula Lyden at paula@cuanm.org. No shows will NOT be refunded. 


Register Now!