The Securities and Exchange Commission Historical Society

In partnership with 

The Securities Law Section - Federal Bar Association and

The Association of Securities and Exchange Commission Alumni

Invites you to

A Roundtable of Current and Former
SEC Enforcement Directors

Moderated by Dr. Harwell Wells

Stephanie Avakian    Robert S. Khuzami    Stanley Sporkin
                Andrew J.Ceresney    William R. McLucas   Linda Chatman Thomsen
     Stephen M. Cutler      Gary G. Lynch            Richard H. Walker
Steven Peikin

Insights into SEC Enforcement: The directors will discuss key issues and challenges that occurred during their tenure ranging from the origin of the FCPA through the development of insider trading and the impact of technology on the markets and the retail investor, giving insight into the overall development and direction of the SEC’s enforcement program.

Tuesday, April 3, 2018
GEORGETOWN UNIVERSITY LAW CENTER
12^th Floor, Gewirz Student Center
120 F Street, NW 
Washington, DC 20001

 4:30 – 6:00 PM – Program*
6:00 – 7:30 PM – Reception

Announcing construction of the SEC Enforcement Gallery and Irving Pollack Exhibit
In the Virtual Museum and Archive of the SEC Historical Society
*The program also will be video broadcast live on www.sechistorical.org

No Charge for In-Person Attendance
Donations Graciously Accepted GIVE TODAY
The SEC Historical Society is a Registered 501(c)(3) Not-for-Profit Organization

 Registered Guests Only