Friday, September 14, 2018 from 7:30 AM to 10:00 AM PDT
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Rancho Cordova City Hall 
American River North Room
2729 Prospect Park Drive
Rancho Cordova, CA 95670

Driving Directions 


7:30 am

Registration & Networking


8:00 am 

Welcome, Chapter and Sponsor Acknowledgements & Breakfast


8:30 am

Presentation Begins 


9:30 am 

Q & A / Presentation Ends


9:45/10:00 am 

Raffle & Closing Remarks

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  AI & Machine Learning in Investment Management


Rick Roche, CAIA, Managing Director
Harbor Advisors, LLC


Technology has forever changed they way we interact with our finances and the speed of change is dramatically increasing. Join us in September where Rick Roche will explain Artificial Intelligence in plain English and help you learn how Artificial Intelligence pioneers are using advanced models to seek sustainable and superior investment outcomes. We will also cover how “Big Data” and “Digital Disrupters” are altering the financial advisory playing field. Most importantly, Rick will share practical takeaways for CFP/FAs to implement as part of augmented human/machine intelligence value proposition. So please join us for an eye-opening overview on the adoption of artificial intelligence in financial services!

*This topic has been approved by the CFP Board for 1.0 hour of CE credit.

About the Speaker(s): 

Rick Roche is a Managing Director at Little Harbor Advisors, LLC, and 37-year veteran of financial services industry. Rick’s career achievements include: Financial adviser at Kidder Peabody & Co. and SmithBarney & Co, & National Sales Manager at Fortis & New England Financial. Rick earned a Chartered Alternative Investment Analyst (CAIA) designation in 2014 and holds Series 3, 7, 63 and 65 licenses. Since 1991, Rick’s consulted 85 major financial companies & personally trained 73,500 financial sales pros in customer loyalty marketing, capital market trends and investor behavior. He’s a member of the Society of Quantitative Analysts and a compulsive counter. He’s viewed as a “Light Quant/Analytical Translator” – an individual knowledgeable about AI & Big Data used in quantitative investment models.