When

Friday, January 18, 2013 from 2:00 PM to 3:30 PM EST
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Where

This is an online event.

Contact

The Beck Law Firm, LLC - Joel Beck
The Beck Law Firm, LLC
678-344-5342
info@thebeckfirm.com

10 Things to Do (Or Not Do) To Help Avoid Regulatory Problems in 2013

During 2013, stockbrokers and financial advisors will want to be able to focus on their business and not on dealing with regulatory investigations, internal reviews, and enforcement/disciplinary actions. Join securities regulation lawyer Joel Beck and find out what you need to know to help avoid regulatory problems in 2013.

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