When

Wednesday, March 13, 2019 from 4:30 PM to 5:00 PM EDT
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Where

Dial: 800-346-2923 Participant Code: 562945#

Contact

Jim Toes
Security Traders Association
646-699-5995

Open Call - Rule 606

Join us on Wednesday, March 13 as S3 CEO Mark Davies discusses the most recent status and implementation deadlines on the SEC's amended Rule 606 under Reg NMS. With a looming deadline, the new rules will require additional disclosures by broker-dealers to their customers regarding order handling.

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