When

Wednesday, February 10, 2021 from 1:00 PM to 2:00 PM EST
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Where

This is an online event.

Contact

Compliance Connections
Foreside
866-251-6920
complianceconnections@foreside.com

Compliance Connections Webinar: New SEC Marketing Rule: What You Should Know

On December 22, 2020, the SEC adopted amendments to modernize Rule 206(4)-1 and Rule 206(4)-3. Today's action represents the first substantive amendments to the Advertising Rule since its adoption in 1961 and includes significant changes to the Cash Solicitation Rule. These amendments will have vast implications for nearly every RIA.

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