When

Wednesday, April 21, 2021 from 1:00 PM to 2:00 PM EDT
Add to Calendar

Where

This is an online event.

Contact

Compliance Connections
Foreside
866-251-6920
complianceconnections@foreside.com

Compliance Connections Webinar: New SEC Marketing Rule: What You Should Know - Part II

On May 4, 2021, the new SEC Marketing Rule (206(4)-1) will become effective. The new Marketing Rule represents the first substantive amendments to the Advertising Rule since its adoption in 1961 and includes significant changes to the Cash Solicitation Rule. These amendments will have vast implications for compliance and business practices.

Registration is closed. This event has already been held.