Wednesday, January 19, 2022 from 8:30 AM to 9:30 AM EST
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Kristin Beane 
Financial Planning Association of Metro New York 

1-19-22: Transitioning to the RIA Model - What you Need to Know 

Speaker: Brad Wales – Founder, Transition to RIA

Presentation Description:  This presentation is for anyone that might at some point consider transitioning their practice to the Registered Investment Advisor (RIA) model and wants to learn more about how the model works. 

Topics covered include:

  • Why advisors make the move to the RIA model; 
  • How a transition to the model occurs;  
  • Common misconceptions about the model; 

Bio: Brad Wales is the founder of Transition To RIA, a consulting firm uniquely focused on helping established financial advisors understand everything there is to know about why and how to transition their practice to the Registered Investment Advisor (RIA) model. Brad utilizes his nearly 20 years of industry experience, including direct RIA-related roles in compliance, finance, and business development to provide independent advice regarding how advisors can benefit from the advantages of the RIA model.


FPA Members: Free, Non-members: $25